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WRDS (Wharton Research Data Services)

Audit + Compliance

Audit + Compliance module

Tracks and understands customer and competitor activities and trends related to audit, regulatory and disclosure issues.  

The module covers all SEC registrants.  
Among the datasets included in the module are: 

  • Auditor Changes
  • Audit Opinions 
  • Benefit Plan Opinions 
  • Director and Officer Changes 
  • Auditors / Current Auditors 
  • Internal Controls 
  • Disclosure Controls 
  • Non-timely Filer Information and Analysis 
  • Financially Restatements


Information about Audit + Compliance module (PDF)


Link to this information on WRDS